Regulatory & Disciplinary Actions for Insurance Industry

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Agent & Agency Disciplinary Actions

Enforcement actions taken by the Division of Insurance against insurance producers, insurance agencies and some insurance entities. The different types of documents you will find are: Cease & Desist Orders, Stipulated Agreement & Final Agency Orders, and Final Agency Orders.

Agent & Agency Enforcement / Disciplinary Actions

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Company Enforcement / Disciplinary Actions

Enforcement actions taken by the Division of Insurance against insurance companies or other entities. The different types of documents you will find are: Cease & Desist Orders, Stipulated Agreement & Final Agency Orders, and Final Agency Orders.

Company Enforcement / Disciplinary Actions

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Market Conduct Examinations

The Colorado Division of Insurance conducts market conduct examinations of insurance companies to ensure the companies are in compliance with statutes and regulations, and where possible, uses the NAIC Market Regulation Handbook.

Market Conduct Examinations