Regulatory & Disciplinary Actions for Insurance Industry
Agent & Agency Disciplinary Actions
Enforcement actions taken by the Division of Insurance against insurance producers, insurance agencies and some insurance entities. The different types of documents you will find are: Cease & Desist Orders, Stipulated Agreement & Final Agency Orders, and Final Agency Orders.
Company Enforcement / Disciplinary Actions
Enforcement actions taken by the Division of Insurance against insurance companies or other entities. The different types of documents you will find are: Cease & Desist Orders, Stipulated Agreement & Final Agency Orders, and Final Agency Orders.
Market Conduct Examinations
The Colorado Division of Insurance conducts market conduct examinations of insurance companies to ensure the companies are in compliance with statutes and regulations, and where possible, uses the NAIC Market Regulation Handbook.